Indiana University Foundation
Generated outreach message alignment report
3. You run a formal, ongoing manager selection process (RFI), meet directly with managers, and require monthly reporting and SEC registration (unless exempt).
An entrepreneurial, owner-managed firm that is SEC-registered, provides robust monthly reporting, and can participate in an RFI aligns with your due-diligence and oversight framework.
Evidence
“For the IUOF, IUCF and IUMF, gather all data through a Request for Information (“RFI”) process and make recommendations to the UIC with respect to the selection of new investment managers...”
“Meet with investment managers of the IUOF as appropriate. The purpose of each meeting is to evaluate that manager’s depth of staff, organization, security, compliance with investment guidelines, performance, outlook...”
“Report monthly to Indiana University and to any investment consultant identified by the university regarding the status of the portfolio and its performance...”
“Register and retain that registration under the Investment Advisors Act of 1940 and Securities Exchange Commission Acts, unless exempted from registration by the SEC.”